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IPO Services in Collaboration with
Merchant Bankers Category 1

IPO

At Kaveen Consultants Pvt. Ltd., we specialize in IPO readiness and eligibility advisory, supporting companies in building a strong foundation for public listing. Our services focus on enhancing financial preparedness, corporate governance, regulatory alignment, internal controls, and documentation in line with capital market expectations.
 

As part of our end-to-end advisory approach, we assist clients in identifying and engaging suitable SEBI-registered merchant bankers with proven track records, aligned to the company’s sector, scale, and listing objectives. Through structured preparation and coordinated execution support, we help businesses enter the IPO process well-prepared, execution-ready, and positioned for a successful public listing.

SERVICES BY KAVEEN CONSULTANTS

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SERVICES

Before embarking on a new journey for your business, particularly an IPO, certain qualifications, criteria, and strategies must be utilized to approach and succeed in the endeavor. We at Kaveen Consultants will guide you through the whole process and coordinate with the Merchant Banker to ensure a seamless listing.

  • Financial Assessment & Capital Structuring: Evaluating funding requirements and optimizing capital structures to support IPO readiness and long-term growth.

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  • IPO Eligibility & Qualification Advisory: Aligning businesses with regulatory, financial, and governance eligibility benchmarks required for public listing.

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  • IPO Readiness & Structuring Support: Supporting a well-planned and structured approach to the public listing journey in coordination with appointed intermediaries.

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  • Pre-IPO Strategy & Preparation: Assisting with business valuation, financial restructuring, strategic planning, and comprehensive IPO readiness assessments.

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  • End-to-End Coordination & Liaison: Facilitating seamless interaction and information flow among merchant bankers, legal advisors, bankers, regulatory agencies, and other stakeholders.

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  • Fundraising Roadmap Development: Designing customized capital-raising strategies in collaboration with the appointed merchant banker, aligned with the company’s growth objectives.

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  • Investor Presentations & Financial Modelling: Supporting the preparation of structured investor presentations, financial models, and analytical materials for stakeholder engagement.

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  • Ongoing Financial Advisory: Providing continuous strategic and financial advisory support to strengthen financial discipline and sustain long-term value creation.

EXCLUSIVE SERVICES BY MERCHANT BANKERS

SERVICES

A SEBI-registered Category I Merchant Banker is responsible for managing all regulatory, compliance, and execution-related activities with SEBI and the Stock Exchanges under the scope of its registration and statutory permissions. The merchant banker undertakes the primary responsibility for structuring, managing, and executing the public issue process in accordance with applicable regulations. Services typically provided include:

Regulatory Compliance & SEBI Filings

  • Drafting and filing the Draft Red Herring Prospectus (DRHP) / Red Herring Prospectus (RHP)

  • Obtaining necessary approvals from SEBI, Stock Exchanges, and other regulatory authorities

  • Ensuring compliance with SEBI (ICDR) Regulations

Due Diligence & Documentation

  • Conducting legal, financial, and commercial due diligence.

  • Managing statutory and regulatory documentation.

  • Coordinating with legal advisors for disclosures and compliance

Valuation & Pricing Strategy

  • Assisting in determining the issue price and valuation based on market trends

  • Advising on the pricing mechanism (Fixed Price or Book Building Process)

Underwriting & Issue Management

  • Acting as the lead manager for the IPO

  • Managing underwriting and risk assessment

  • Coordinating with registrars, brokers, and other intermediaries

Marketing & Investor Outreach

  • Planning and executing IPO roadshows and investor presentations

  • Engaging with institutional investors, HNIs, and retail investors

  • Managing advertising and PR campaigns for IPO promotion

Allotment & Listing Coordination

  • Overseeing the IPO bidding and share allotment process

  • Coordinating with Stock Exchanges for listing and trading initiation

  • Ensuring compliance with post-listing regulatory requirements

Post-IPO Compliance & Advisory

  • Monitoring post-IPO regulatory compliance

  • Advising on continuous disclosure requirements and corporate governance

  • Providing strategic guidance for investor relations and market stability

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PERSONALIZED SERVICES

At Kaveen Consultants, we understand that every business has unique financial needs and growth aspirations. That’s why we have an exclusive, dedicated IPO team to provide personalized guidance throughout your IPO journey. Our experts work closely with entrepreneurs, ensuring a seamless transition to the capital markets with a tailored approach.

  • Personalized Consultation – One-on-one guidance to align IPO strategies with business goals

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  • Expert-Led Advisory – A team of seasoned professionals with in-depth knowledge of capital markets

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  • Seamless Coordination – Dedicated liaison with identified Merchant Bankers and other stakeholders.

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  • End-to-End Support – From IPO preparation to post-listing compliance

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